United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

The SEC's proposed auditor independence rules

2002

Competition and transparency in the financial marketplace of the future

2001

Interstate insurance sales and the outlook for NARAB

2001

Adapting a 1930's financial reporting model to the 21st century

2001

Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934

2000

Trading places

2000

The changing face of capital markets and the impact of electronic communications networks (ECN's)

2000

The status of "Corporate Trades I"

2000

Market circuit breakers

1999

The Securities Litigation Uniform Standards Act of 1997--S. 1260

1998

Social security investment in the securities markets

1998

Derivatives disclosure and accounting

1998

Securities litigation abuses

1998

Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058

1995

Employee stock options

1994

Oversight hearing on the mutual fund industry

1994

Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation

1994

Private litigation under the federal securities laws

1994

The securities and financial markets

1993

Limited Partnership Rollup Reform Act of 1993, S. 424

1993

Reauthorizations for the Securities and Exchange Commission, 1994-95

1993

Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993

1993

Securities Investor Protection Act of 1991

1992

The Small Business Incentive Act of 1992

1992

The Treasury-Federal Reserve-SEC report on improper activities in the government securities market

1992

Reauthorizations for the Securities and Exchange Commission, 1992-94

1992

Shareholder rights

1992

State and local governments under stress

1992

Legislation to amend the Public Utility Holding Company Act of 1935

1992

SEC oversight of investment advisers

1992

The activities of Salomon Brothers, Inc., in treasury bond auctions

1992

The SEC/CFTC jurisdiction and margin

1991

Reauthorization of the Government Securities Act

1991

The financial condition of the securities industry

1991

Limited partnership reorganizations, or "rollups"

1991

The SEC/CFTC jurisdiction and margin

1991

The Market Reform Act of 1989

1990

The impact of institutional investors on corporate governance, takeovers, and the capital markets

1990

The Securities Law Enforcement Remedies Act of 1989

1990

Condition of the securities industry

1990

Corporate takeover legislation

1990

Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989

1990

The state of the U.S. financial services industry

1990

Condition of the securities industry

1990

Corporate takeover legislation

1990

The Market Reform Act of 1989

1990

Reauthorizations for the Securities and Exchange Commission, 1990-92

1989

The Insider Trading Proscriptions Act of 1987

1988

The International Securities Enforcement Cooperation Act of 1988

1988

Reauthorizations for the Securities and Exchange Commission, 1988-90

1987

Definition of insider trading

1987

Oversight of the Securities and Exchange Commission and the securities industry

1987

Securities and Exchange Commission proposed legislation

1987

Encouragement of cogeneration activities by gas utility holding company systems

1986

Regulation of government securities

1985

Reauthorizations for the Securities and Exchange Commission, 1986-88

1985

Impact of corporate takeovers

1985

Fraud and abuse in the "Hot issues" and "Penny stock" markets

1984

The Insider Trading Sanctions Act of 1983

1984

Fraud and abuse in the "Hot issues" and "Penny stock" markets

1984

Authorizations for the Securities and Exchange Commission

1983

The SEC's investigation of Thomas Reed

1983

Public Utility Holding Company Act amendments of 1983

1983

The Southland Corporation investigation

1983

The Southland Corporation investigation

1983

Disturbances in the U.S. securities market

1982

Securities--commodities accord amendments of 1982

1982

Disturbances in the U.S. securities market

1982

Public Utility Holding Company Act amendments

1982

Securities activities of depository institutions

1982

Public Utility Holding Company Act amendments

1982

Securities--commodities accord amendments of 1982

1982

Business Accounting and Foreign Trade Simplification Act

1981

Protection of Shareholders' Rights Act of 1980

1981

Authorization request for the Securities and Exchange Commission

1980

Federal securities laws and small business legislation

1980

Securities investor protection act amendments

1978

SEC authorizations

1977

Securities activities of commercial banks

1976

Municipal securities full disclosure act of 1976

1976

Investment advisers act amendments of 1976

1976

Brokerage and related commercial bank services

1976

Municipal securities full disclosure act of 1976

1976

Securities activities of commercial banks

1976

Securities acts amendments of 1975

1975

Foreign investment act of 1975

1975

SEC authority over third market trading

1974

Trading in municipal securities

1974

Institutional investors full disclosure act

1974

Regulation of clearing agencies and transfer agents

1973

Fixed rates and institutional membership

1973

National securities market system act of 1973

1973

Stock exchange commission rates

1972

Institutional membership on national securities exchanges

1972

Clearance and settlement of securities transactions

1972

Variable annuities

1971

Securities industry study

1900